analysis / Complex polynomials

Smale’s Mean Value Conjecture (K=1K=1)

The formal proof constructs a complex polynomial pp such that p(0)=0,p(0)=1, p(0)=0,\qquad p'(0)=1, and for every critical point cc of pp, p(c)c>1. \left|\frac{p(c)}{c}\right|>1. Thus at z=0z=0 there is no critical point satisfying p(0)p(c)cp(0)=1, \frac{|p(0)-p(c)|}{|c|}\le |p'(0)|=1, which disproves Smale's conjectured universal constant K=1K=1. The counterexample has very large unspecified degree and violates the bound only by a small margin, so it is consistent with Smale's original K=4K=4 theorem, the known low-degree positive cases, and previous asymptotic improvements toward 11.

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analysisSep 3, 2026Significance 45/100Registry: lean verified

Smale’s Mean Value Conjecture (K=1K=1)

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The formal proof constructs a complex polynomial pp such that p(0)=0,p(0)=1, p(0)=0,\qquad p'(0)=1, and for every critical point cc of pp, p(c)c>1. \left|\frac{p(c)}{c}\right|>1. Thus at z=0z=0 there is no critical point satisfying p(0)p(c)cp(0)=1, \frac{|p(0)-p(c)|}{|c|}\le |p'(0)|=1, which disproves Smale's conjectured universal constant K=1K=1. The counterexample has very large unspecified degree and violates the bound only by a smal…

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The formal proof constructs a complex polynomial pp such that p(0)=0,p(0)=1, p(0)=0,\qquad p'(0)=1, and for every critical point cc of pp, p(c)c>1. \left|\frac{p(c)}{c}\right|>1. Thus at z=0z=0 there is no critical point satisfying p(0)p(c)cp(0)=1, \frac{|p(0)-p(c)|}{|c|}\le |p'(0)|=1, which disproves Smale's conjectured universal constant K=1K=1. The counterexample has very large unspecified degree and violates the bound only by a small margin, so it is consistent with Smale's original K=4K=4 theorem, the known low-degree positive cases, and previous asymptotic improvements toward 11.

The formal proof constructs a complex polynomial pp such that p(0)=0,p(0)=1, p(0)=0,\qquad p'(0)=1, and for every critical point cc of pp, p(c)c>1. \left|\frac{p(c)}{c}\right|>1. Thus at z=0z=0 there is no critical point satisfying p(0)p(c)cp(0)=1, \frac{|p(0)-p(c)|}{|c|}\le |p'(0)|=1, which disproves Smale's conjectured universal constant K=1K=1. The counterexample has very large unspecified degree and violates the bound only by a small margin, so it is consistent with Smale's original K=4K=4 theorem, the known low-degree positive cases, and previous asymptotic improvements toward 11.

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Smale’s Mean Value Conjecture ($K=1$) — Mathematical Frontier Network